Code of Conduct - Holding Yourself Accountable (COC010A)


Description
There are standards of conduct expected of financial professionals when performing their duties. It is important to observe these standards of conduct, not only to give clients confidence in the financial services industry, but also to steer clear of penalties due to misconduct.

This course covers the 10 Standards of Conduct outlined by the MAS in 1st October 2002, applicable to both financial professionals and insurance brokers, as well as how to apply them in your profession.

By the end of the course, you will:
1. Understand the concept of conduct
2. Know why it is held with such importance in the financial industry
3. Know what are the Standards of Conduct expected of financial professionals
4. Know how to apply those Standards of Conduct in your profession

This course is IBF – FTS & Core FAA/SFA CPD Accredited.
Core CPD: 1.0 hrs.

FTS funding is available for this course for Singapore citizens & PR. Please email us at enquiries@comeandsee.com.sg and we will reply to you within 2 working days.

For concessionary fees, please email us at enquiries@comeandsee.com.sg.

For details on FTS funding, please check out the FAQ under the 'More' tab (above). And if you wish to apply for FTS funding, please send us an email at enquiries@comeandsee.com.sg and we will reply within 2 working days.

Course Duration: 1.0 hr CPD Hours: 1.0 hr

Content
  • Code of Conduct - Holding Yourself Accountable
  • Assessment
  • Feedback Survey
Completion rules
  • The course duration needs to be completed in order to gain the CPD hours.
  • Leads to a certification with a duration: 1 year